I want to start my own financial services firm, is there a broker/dealer who takes advisors from start-up?


Posted July 14th, 2009 by admin 2 Comments »
business broker
InTrust Corp asked:


Every dealer I call there is a minimum to be with them in trailing commissions, I don’t have a huge book, but I will have other business ventures, and would like to find a broker/dealer with small fees and would allow me to slowly grow my business from the beginning? Any help out there?

Can an individual conduct business as a financial broker using his corporation license?


Posted January 24th, 2009 by admin 2 Comments »
business broker
wsbinter@ameritech.net asked:


I want to reinstate my corporation in the state of Illinois. I want to use my corporation business license to be able to work as a financial broker. I want to find money for individual business seeking funding for different projects, such as golf courses, resorts, motels, etc. Do I need to make other legal requirements in order to conduct business as a financial broker in the state of Illinois and throughout the USA? Can I use my corporation License?

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